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and Permanent Magnet Synchronous Motor
Kim Heesoo, Posa Atte, Heikkinen Janne, Nerg Janne, Sopanen Jussi
Kim, H., Posa, A., Heikkinen, J., Nerg, J., Sopanen, J. (2019). Analysis of Electromagnetic Excitations in an Integrated Centrifugal Pump and Permanent Magnet Synchronous Motor. IEEE Transactions on Energy Conversion. DOI: 10.1109/TEC.2019.2935785
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IEEE Transactions on Energy Conversion
10.1109/TEC.2019.2935785
© IEEE 2019
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obtained for all other uses.
Analysis of Electromagnetic Excitations in an Integrated Centrifugal Pump and Permanent
Magnet Synchronous Motor
1
2
3
Heesoo Kim , Atte Posa, Janne Nerg , Senior Member, IEEE, Janne Heikkinen, and Jussi T. Sopanen , Member, IEEE
4 5
Abstract—The effect of unbalanced magnetic pull (UMP) caused
6
by air gap eccentricity on the vibration of a permanent magnet
7
synchronous motor (PMSM) is investigated. The force model is
8
established analytically by the Maxwell stress method. For accu-
9
rate consideration of the eccentricity condition, mixed eccentricity,
10
axial-varying eccentricity, and eccentricity caused by motor frame
11
vibration are modeled and combined. The model of the rotor–
12
bearing system, which includes the UMP model, is developed with
13
two different methods. In the first method, UMP is added as a
14
linear negative spring to the rotor model, whereas in the second
15
method, UMP is included as an external force. The rotor system of
16
a centrifugal pump driven by an integrated PMSM is modeled using
17
beam elements, and the two distinct modeling approaches for UMP
18
are applied. From the results, the UMP effect on vibration and the
19
difference between the two modeling methods are investigated. To
20
verify the results of the analysis, experimental work is done with a
21
pump test rig, and results of frequency spectra are obtained. Based
22
on the analyses and experimental work, the negative stiffness effect
23
and additional vibration excitations caused by UMP are examined.
24
Index Terms—Axial-varying eccentricity, Eccentricity by frame
25
vibration, Permanent magnet synchronous motor, Mixed eccentric-
26
ity, Unbalanced magnetic pull.
27
I. INTRODUCTION 28
E
LECTROMECHANICAL interaction in rotating electrical29
machines is a significant factor in the generation of nonlin-
30
ear dynamic behavior of a system. In machines with a small air
31
gap, such nonlinear dynamic behavior can be dangerous for the
32
rotor system, and therefore, many studies have been conducted
33
on unbalanced magnetic pull (UMP) caused by electromechan-
34
ical interaction.
35
The topic of UMP has been addressed in numerous studies
36
covering various factors such as asymmetry of rotor and stator,
37
rotor eccentricity, and magnetic saturation. Ortega et al. [1]
38
Manuscript received July 6, 2018; revised May 28, 2019; accepted July 15, 2019. This work was supported by LUT Doctoral School Funding. Paper no.
TEC-00728-2018. (Corresponding author: Heesoo Kim.)
H. Kim, J. Heikkinen, and J. T. Sopanen are with the Department of Me- chanical Engineering, LUT University, 53850 Lappeenranta, Finland (e-mail:
heesoo.kim@lut.fi; janne.heikkinen@lut.fi; jussi.sopanen@lut.fi).
A. Posa is with the Sulzer Pumps Finland Oy, 48600 Kotka, Finland (e-mail:
atte.posa@sulzer.com).
J. Nerg is with the Department of Electrical Engineering, LUT University, 53850 Lappeenranta, Finland (e-mail: janne.nerg@lut.fi).
Color versions of one or more of the figures in this article are available online at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TEC.2019.2935785
conducted experiments and a finite element analysis (FEA) 39
to study the effects of asymmetries caused by manufacturing 40
tolerances of the stator and rotor magnets on the performance 41
of a PMSM. Zhu et al. [2] developed a general analytical model 42
to predict UMP in a permanent magnet brushless AC and DC 43
machines having a diametrically asymmetric disposition of slots 44
and phase windings. Liu et al. [3] developed an analytical model 45
including the effect of interaction between the pole transitions 46
and the slot openings to analyze permanent magnet motors with 47
a slotted stator core. The rotor eccentricity, in particular, has been 48
widely investigated as a factor contributing to the UMP. Donat 49
[4] calculated UMP caused by air gap eccentricity based on an 50 electromagnetic-coupled field analysis in the Ansys software. 51
Dorrell et al. [5] considered a combination of static and dynamic 52
eccentricities and [6] studied a method for calculating UMP 53
in cage induction motors; the model includes magnetic satura- 54
tion and axial variation with static or dynamic eccentricity. Li 55
et al. [7] modeled axial-varying eccentricity by a superposition 56
method and verified the model by comparing its results with 57
3D FEA results. Tenhunen et al. [8] investigated UMP in an 58
induction motor when the rotor is in whirling motion by using 59
a method based on the principle of virtual work and measured 60
it for a test motor supported by active magnetic bearings. Guo 61
et al. [9] obtained analytical expressions of UMP by air gap 62
eccentricity for any pole pair number. Di et al. [10] modeled the 63
curved dynamic eccentricity caused by a bent rotor. 64
The effect of UMP has been investigated by studying the 65 dynamic behavior of a rotor system. Chen et al. [11] studied 66
the analytical UMP calculation method considering the magne- 67
tomotive force (MMF) of the rotor and the stator in a PMSM. 68
They discussed the stability of the steady response by using an 69
eigenvalue analysis for the Jeffcott rotor. Xiang et al. [12] studied 70
the stiffness characteristics and nonlinear dynamic behavior of 71
the Jeffcott rotor system of a PMSM affected by UMP. Losak 72
et al. [13] modeled UMP as a spring element and investigated the 73
rotor deflection and critical speed. Xu et al. [14] examined a rotor 74
model considering both static and dynamic eccentricity. They 75
compared the results with a case including dynamic eccentricity 76
only and found that vibration displacement is increased and the 77
rotor shaft orbit is no longer centrosymmetric and is only ax- 78
isymmetric in the direction of the static eccentricity. Pennacchi 79
[15] studied a UMP model based on the actual position of the 80 rotor not limited to circular orbits and validated the proposed 81 0885-8969 © 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
model by measuring the dynamical behavior of a steam turbo
82
generator.
83
The rotor eccentricity is an important cause of UMP and
84
simultaneously, a result of various factors, such as manufac-
85
turing tolerances, faults, and rotor whirling motion. Therefore,
86
accurate modeling of eccentricity is a prerequisite for a UMP
87
study. In most previous studies, the factors causing the rotor
88
eccentricity have been studied individually and the effect of
89
UMP has been investigated for a Jeffcott rotor system. In ac-
90
tual systems, however, different eccentricity-generating factors
91
occur simultaneously and the total eccentricity is a result of
92
complex interactions. Therefore, in this study, a combined model
93
with mixed eccentricity, axial-varying eccentricity, and eccen-
94
tricity caused by motor frame vibration is first developed and
95
the UMP model with combined eccentricity is then applied to a
96
rotor–bearing model for an actual prototype electrical machine
97
with two different approaches, and its effects are studied. The
98
results are verified by a comparison with experimental results
99
for a pump test rig.
100
II. ECCENTRICITYMODELING 101
In the conventional analysis, two special cases of whirling
102
motion, i.e., static eccentricity and dynamic eccentricity, are
103
typically studied as air gap eccentricity. In static eccentricity,
104
the whirling frequency is zero and the eccentricity results from
105
manufacturing tolerances, wear, and misalignment of bearings.
106
In dynamic eccentricity, the whirling frequency is equal to the
107
rotation speed of the rotor, and the center axis of whirling motion
108
is the same as the center axis of the stator. Such eccentricity
109
typically results from a bent shaft or unbalance mass of the rotor.
110
In a real system, eccentricity is a result of a combination of
111
both static and dynamic eccentricities and not identical in the
112
axial direction of an eccentric rotor. Moreover, eccentricity is
113
affected by frame vibration. To demonstrate this condition, these
114
eccentricities are modeled individually and combined.
115
A. Mixed Eccentricity
116
Under the assumption that the rotor and the stator are ideal
117
cylinders and the stator is rigid and does not vibrate, air gap
118
eccentricity can be defined in the form of mixed eccentricity
119
by combining the static and dynamic eccentricities. Mixed ec-
120
centricity can be explained as a condition in which the rotor
121
rotates with a certain whirling amplitude about the eccentric
122
axis, which is displaced from the center axis of the stator bore,
123
i.e., eccentricity between the stator bore and the bearing bore
124
center is given as a static condition, and the rotor rotates about
125
the bearing bore center with a whirling amplitude. Therefore,
126
mixed eccentricity can be defined as a displacement vector of
127
the rotor center with the stator bore center as the initial point. It is
128
dependent on time and expressed as magnitude e0and direction
129
angleθ0.
130
To model this condition, two reference coordinate systems
131
are defined as in Fig. 1. The origin O1of the x1-y1coordinate
132
system is the geometric center of the stator, and the origin O2of
133
the x2-y2coordinate system is the center of rotor whirling and
134
can also be regarded as the geometric center of the bearings.
135
Or is the geometric center of the rotor. The x2-y2 coordinate
136
Fig. 1. Cross-sectional view of an eccentric rotor. (G: rotor mass center).
Fig. 2. Finite element model representation of an axial-varying static eccentric rotor (dotted line: real rotor condition).
system is translated parallel to the x1-y1 coordinate system as 137
the same degree as the static eccentricity. Therefore, the rotor 138
displacement can be defined as x2 and y2 coordinates of the 139
rotor center Or, and the mixed eccentricity can be defined by 140 combining static eccentricity and rotor displacement. Therefore, 141
the magnitude and direction angle of mixed eccentricity are 142
defined as 143
e(t) =
(estcosθst+x2(t))2+ (estsinθst+y2(t))2 (1) θ(t) = tan−1
estsinθst+y2(t) estcosθst+x2(t)
(2) where estandθst are the amplitude and the direction angle 144
of static eccentricity, respectively. The coordinates x2 and y2 145
denote the instantaneous displacements of the rotor center. 146
B. Axial-Varying Eccentricity 147
In an actual system, air gap eccentricity is not consistent 148
with the axial direction because of manufacturing tolerances 149
and assembly misalignment. On the other hand, for calculation 150
of UMP, it must be assumed that the air gap is consistent 151
with the axial direction. Because the magnitude of the UMP 152
is proportional to the axial length of the electrical active rotor, 153
the rotor can be modeled as divided elements having axially 154
consistent and individual eccentricity, as in Fig. 2. To define 155
the mixed eccentricity in this finite element model, the static 156
Fig. 3. View (A) of the finite element model with axial-varying static eccentricity.
eccentricities (ei,st,θi,st) for all elements of the rotor have to
157
be determined. If the rotor is not bent, the static eccentricity
158
of an arbitrary intermediate rotor element can be calculated
159
from the eccentricities of the initial and final side using the
160
geometric relationship presented in Fig. 3. Static eccentricity
161
for an arbitrary ith element is defined as in (3) and (4).
162
ei,st=
x2i,st+yi,2st (3) θi,st= tan−1
yi,st
xi,st
,when−π
2 < θ < π
2 (4)
in which
163
xi,st =eini,stcosθini,st
+2i−1
2n (efin,stcosθfin,st−eini,stcosθini,st) (5) yi,st =eini,stsinθini,st
+2i−1
2n (efin,stsinθfin,st−eini,stsinθini,st) (6) wherexi,standyi,st are the coordinates of the center of the ith
164
rotor element with respect to the x1-y1coordinate system. The
165
number of divided rotor elements is n, and therefore, i=1, 2,
166
…, n. The static eccentricity of the initial side of the rotor is
167
given by eini,standθini,st, whereas efin,standθfin,stpresent the
168
static eccentricity of the final side of the rotor. Consequently, the
169
axial-varying eccentricity condition is modeled by using divided
170
elements that have individual eccentricity. Moreover, this model
171
can be easily applied to the rotor simulation model using finite
172
elements.
173
C. Eccentricity by Motor Frame Vibration
174
The UMP excites both the stator and the rotor. At the same
175
time, the vibration of the motor frame changes the air gap
176
Fig. 4. Motor frame vibration model of the machine under study.
eccentricity. Therefore, it is necessary to predict the vibration 177 behavior of the motor frame and consider its effect on the eccen- 178
tricity. In this study, a simple model for the whole frame structure 179
is developed to be easily applied to the air gap eccentricity 180
calculation process. First, for the frame structure of the machine 181
under study, a modal analysis was performed with ANSYS, and 182
as a result, two frame-dominated modes were found [16]. Based 183
on these mode shapes, it is assumed that the motor frame and the 184
stator are rigid and considered one body, and the bearing housing 185
is rigid and connected rigidly to the ground. This approach is 186
taken as the focus of interest is on the effect of relative rotational 187
vibration between the motor frame and the bearing housing. 188
Based on these assumptions, the frame structure consisting of the 189
motor frame and the bearing housing and excited by the UMP is 190
modeled as a two-degree-of-freedom system as in Fig. 4. In this 191
model, the motor frame is connected with the bearing housing 192 by a rotational spring and a damper and rotated about a fixed 193
origin Oframe. The developed model is limited to the machine 194
structure of the study because the above assumptions are valid 195
for this structure only. Detailed information about the machine 196
structure is presented in Section V. 197
The rotational motion equation of the motor frame is 198
formulated as 199
I¨θ+C ˙θ+Kθ=T (7)
I=
Iframe, x 0 0 Iframe, y
,C=
cframe, x 0 0 cframe, y
,
K=
kframe, x 0 0 kframe, y
,T=
Tx
Ty
,
θ=
θstator, x
θstator, y
,θ˙=
θ˙stator, x
θ˙stator, y
,θ¨=
θ¨stator, x
θ¨stator, y
(8) where I is the mass moment of inertia of the motor frame 200
and C and K are the rotational damping and stiffness of the 201
motor frame, respectively. Rotational displacement, velocity, 202
and acceleration vectors of the frame are denoted byθ,θ, and˙ θ.¨ 203
The moment caused by the UMP (Fx,Fy) acting on the frame
204
can be calculated as
205
Tx= − n
i=1
Fi, ylump, i (9)
Ty= − n
i=1
Fi, xlump, i (10) When the motor frame is vibrated by the moment, the dis-
206
placements of the stator bore at the ith node where the UMP is
207
applied are given by
208
xstator, i=lump, itanθy, ystator, i=lump, itanθx (11) wherelump,iis the axial length between the stator rotation center
209
and the node where the eccentricity is defined. Eccentricity gen-
210
erated by the displacement of the stator bore can be calculated
211
by
212
estator, i(t) =
(xstator, i(t))2+ (ystator, i(t))2 (12) θstator,i(t) = tan−1
ystator, i(t) xstator, i(t)
(13) D. Combined Eccentricity
213
From previous eccentricity models, the combined eccentricity
214
of the ith element of an electrically active part of the rotor is
215
defined as in (14) and (15).
216
ecomb,i(t) =
(ei,stcosθi,st+x2(t) +xstator, i(t))2 +(ei,stsinθi,st+y2(t) +ystator, i(t))2
1/2
(14) θcomb,i(t) = tan−1
ei,stsinθi,st+y2(t) +ystator, i(t) ei,stcosθi,st+x2(t) +xstator, i(t)
(15) III. ANALYTICALCALCULATION OF THEUMPBY 217
ECCENTRICITY ATPMSM
218
In this section, an analytical UMP model for a permanent
219
magnet synchronous motor is described. The basic concept is
220
to determine the air gap flux by modulating the fundamental
221
component of the magnetomotive force (MMF) wave consider-
222
ing the air gap permeance and calculate the corresponding force
223
components by the Maxwell stress tensor method.
224
In the model, the fundamental component of the air gap MMF
225
is taken from the study by Chen et al. [11] using the same
226
assumptions but with a slight modification, i.e., also the relative
227
permeability of the permanent magnet is considered to calculate
228
the rotor MMF as in (17). The amplitude of the fundamental
229
MMF of the air gap is written as
230
Fm=
Fsm2 +Frm2 −2FsmFrmsinϕ (16) Frm= 4Brhm
πμr,PMμ0sinαpπ 2
, Fsm=
√2mN kw
πp I (17)
TABLE I
PARAMETERS OF THEELECTRICALMACHINEUNDERSTUDY
where Fsm and Frm are the amplitudes of the fundamental 231
MMF waves for the stator and the permanent magnet rotor, 232
respectively. The variables are explained in Table I. 233
The resulting force of the UMP can be obtained by direct 234 integration using the Maxwell stress over the rotor surface as 235
Fx= 2π
0 σRrlcosαdα (18)
Fy= 2π
0 σRrlsinαdα (19)
Here,σis the Maxwell stress normal to the iron and air bound- 236
ary and αis a variable for defining air-gap’s circumferential 237
location on the rotor surface as in Fig. 1. 238
IV. MODELING OF AROTOR-BEARINGSYSTEMWITHUMP 239
In this section, the rotor-bearing model with UMP is estab- 240
lished using two modeling approaches. In the first approach, the 241
UMP is applied to the rotor model as a linear spring element. In 242
the second approach, the UMP is applied as a nonlinear force. 243
For the simulation using the first approach, a linearized UMP 244
stiffness is first defined employing the UMP model developed 245
by Guo et al. [9] with several assumptions. In the UMP model, 246
if oscillating terms except the first constant term are ignored 247
and the power series having only the first two terms as in (20) 248
are used under the assumptionε21, the UMP model can be 249
simplified as in (21) and (22). 250
1
1−ε2 ≈1 +ε2,
1−ε2≈1−ε2
2 (20)
Fx(ε, θ) =Rlπμ0
2δ02 Fm2
ε+5
4ε3+ 5 16ε5+ 1
16ε7
cosθ (21)
Fy(ε, θ) =Rlπμ0
2δ02 Fm2
ε+5
4ε3+ 5
16ε5+ 1 16ε7
sinθ
(22) Moreover, if it is assumed that the eccentricity has purely
251
horizontal or vertical direction components, i.e., the coupled
252
terms between the x and y directions are ignored, the UMP
253
stiffness (kump,x, kump,y) can be obtained as follows. When
254
θis zero (pure x-direction eccentricity, x=δ0ε),
255
Fx=Rlπμ0
2δ03 Fm2
x+5x3
4δ02 + 5x5 16δ04 + x7
16δ06
(23) Whenθisπ/2 (pure y-direction eccentricity, y=δ0ε),
256
Fy= Rlπμ0 2δ30 Fm2
y+5y3
4δ02 + 5y5 16δ04 + y7
16δ06
(24) Above, the UMP force is linearized as a derivative in a static
257
eccentricity (xst, yst), and the UMP stiffness is presented as
258
kump,x≈ dFx(x) dx
xst
, kump,y≈ dFy(y) dy
yst
(25) In conclusion, the equation of motion with UMP can be
259
established by using the UMP stiffness vector Kumplinearized
260
at a given static eccentricity as
261
M¨q+ (C+ ΩG)(˙q+ (K−Kump)q=Fub+Fg (26) where q is the displacement vector and M, C, G, and K are
262
the mass, damping, gyroscopic, and stiffness matrices, respec-
263
tively. TermΩis the rotor angular velocity. Correspondingly,
264
Fub andFg denote the unbalance force and the gravity force,
265
respectively.
266
In the second method, UMP is added as an external force
267
(Fump) directly to the equation of motion as follows
268
M¨q+ (C+ ΩG)˙q+Kq=Fub+Fg+Fump (27) V. SIMULATION
269
In this section, simulations using the rotor–bearing system
270
models in Section IV are presented. The simulations were con-
271
ducted for a centrifugal pump with an integrated PMSM. Results
272
for several cases were obtained and compared to identify the
273
effects of UMP on the vibration of the machine.
274
A. Electrical Machine Under Study
275
The machine under study consists of a motor, a bearing unit,
276
and a volute case. It has an overhang structure in which the rotor
277
is not supported on the motor rear side; further, the impeller is
278
not considered. The structure of the machine is shown in Fig. 5,
279
and the machine parameters are given in Table I. The mass
280
unbalance of the rotor is located at the face of the nonpump
281
side, and its magnitude is 110.25 g·mm corresponding to the
282
balancing grade G2.5. Two angular contact ball bearings support
283
the rotor, and their stiffness is estimated by using a simple
284
method proposed by Gargiulo [17]. According to this method,
285
the stiffness is calculated by considering the ball diameter, the
286
ball numbers, and the bearing radial load. Here, the bearing load
287
is estimated on the assumption of 20% static eccentricity and a
288
Fig. 5. Structure of the electrical machine under study.
20μm (0-peak) rotor whirling vibration condition, because the 289
result of the 20% eccentricity case will be compared with the 290
experimental result. In conclusion, each bearing has constant 291
stiffness (kbearing=1.4·108N/m) and damping (3.5·103N·s/m) 292 in both the horizontal and vertical directions. Here, damping is 293 estimated as 2.5·10−5·kbearingbased on the suggestion presented 294
in [18]. 295
B. Simulation Method 296
For the rotordynamic analysis, the rotor is modeled with 297
beam finite elements that have four degrees of freedom per 298
node. This model assumes that there is no displacement in 299
the axial direction and no rotation around the rotor axis. To 300
consider axial-varying static eccentricity, the electrically active 301 part of the rotor is divided into four parts and individual static 302
eccentricity is applied to each part. In this study, seven cases 303
in total are simulated; without UMP, with UMP in three condi- 304
tions of eccentricity (mixed and axial-varying eccentricity with 305
0–0%, 10–0% and 20–0% static eccentricities), and three cases 306
with UMP including frame vibration. The axial-varying static 307
eccentricity is expressed as initial side eccentricity and final side 308
eccentricity. The direction angle of the static eccentricity is set 309
to zero in all cases. The static eccentricities of the divided rotor 310
parts are calculated using (3) to (6). 311
For the simulation using the linear spring model of the UMP, 312
the UMP stiffness is calculated using the process presented in 313
Section IV. To consider axial-varying static eccentricity, the 314
individual UMP stiffness is calculated at the obtained static 315
eccentricity of each rotor part and applied to the node of the rotor 316 part. Total UMP stiffness values in the horizontal direction for 317
the entire rotor are calculated as 1.399·106for 0–0%, 1.403·106 318
for 10–0%, and 1.414·106 N/m for 20–0% static eccentricity. 319
The vertical direction stiffness is the same 1.399·106N/m for all 320
cases because there is no eccentricity in the vertical direction. 321
The motion equation is defined as an eigenvalue problem and the 322
critical speeds are calculated by solving this problem. However, 323
the motor frame vibration model cannot be included in this 324
method. 325
In the simulation applying the external force model of the 326
UMP, a time transient analysis using numerical integration is 327
Fig. 6. 3D spectral map of horizontal direction displacement (µm) at the unbalance mass location to determine a change in critical speeds.
conducted to solve the motion equation. The numerical integra-
328
tion is performed using the ode15s function in MATLAB. In the
329
analysis process, the rotor location is updated at every time step
330
and the UMP is calculated using eccentricity from the updated
331
rotor location. For the simulation including frame vibration, the
332
inertia, stiffness, and damping of the frame presented in Table I
333
are used. These values were predicted by using two natural
334
frequencies (74 and 93 Hz) related to the frame’s rotational
335
vibration modes determined by experimental measurement [16].
336
To investigate the UMP effects, a ramp from 10 to 70 Hz in 60 s
337
is simulated for all cases.
338
C. Simulation Results
339
From the simulation using the linear spring model, critical
340
speeds of the rotor are obtained for four cases without frame
341
vibration. Again, 3 D spectral maps of the rotor vibration were
342
obtained from the simulation using the external force model.
343
Here, displacement vibration is measured at the rotor node
344
where the unbalance mass is located as in Fig. 5., because
345
rotor vibration can be only measured when not including the
346
frame model. For a comparison with the experimental results,
347
in the case including the frame model, also velocity is mea-
348
sured at the same frame location with the experimental mea-
349
surement, which is presented in Section IV on experimental
350
verification.
351
The 3 D spectral maps for the four cases: without UMP, with 352
UMP at 0–0% and 0–20% axial-varying static eccentricity, and 353
with UMP including frame vibration at 20–0% axial-varying 354
static eccentricity are presented in Figs. 6 and 7. From the 355
peak point of the 3D spectral map, the first backward/forward 356
critical speeds can be found. Changes in the critical speeds 357
caused by the UMP are detected and presented in Table II. 358
The negative stiffness effect was observed similarly in both 359
simulation methods. The critical speeds were decreased by the 360
UMP, and this effect was slightly amplified by frame vibration. 361 The effect of static eccentricity on the negative stiffness was 362
small in comparison with the effect of dynamic eccentricity. This 363
finding is in agreement with the calculation result indicating that 364
the UMP stiffness change from the static eccentricity is small. 365
Moreover, the effect of static eccentricity on the negative 366
stiffness was shown with only a little difference between two 367
methods. In the method using the linear spring model of the 368
UMP, the effect by static eccentricity appeared to be smaller 369
than in the other method. Furthermore, it is shown that the 370
excitation of the backward whirling mode increases when the 371
static eccentricity increases as shown in Fig. 6. The backward 372
whirling mode is excited by the anisotropic support stiffness 373
[19], which is amplified by the anisotropic negative stiffness 374
caused by static eccentricity. 375
To determine the additional excitations from the UMP, 3D 376 spectral maps with a decreased range of the z axis are presented 377
Fig. 7. 3D spectral map of horizontal direction displacement (µm) at unbalance mass location to determine higher frequency excitations.
TABLE II
CHANGE INCRITICALSPEEDS(SIMULATION1: LINEARSPRINGMODEL, SIMULATION2: NONLINEARFORCEMODEL)
∗)Backward mode (without UMP case) is not excited in Simulation 2, and therefore, the effect of UMP is found by comparing with the critical speed (54.1 Hz) in Simulation 1.
in Fig. 7. It is found that harmonics with 2 Ω, 3 Ω, 4 Ω,
378
5Ω, and 6Ω(2·line frequency) frequencies are generated, and
379
their amplitudes increase when the static eccentricity increases.
380
In particular, it is shown that the 6 Ω frequency component
381
occurs especially when static eccentricity is present. Finally,
382
TABLE III
VIBRATIONFREQUENCIES INSIMULATIONRESULTWITHUMPAS AN EXTERNALNONLINEARFORCE
∗)Line freq.=pΩ =3Ω, p: pole pair no.
Fig. 8. Pump test rig, (left) two accelerometers for measurement, (right) axial- varying static eccentricity by shim.
it is observed that the UMP effect is slightly amplified by frame 383
vibration. The critical speeds are lower, and especially the ex- 384
citations that meet the frame natural frequency are significantly 385
amplified. 386
Fig. 9. Comparison between the 3D spectral maps for the simulation and the experimental results of horizontal direction velocity (mm/s) (Ω: rotating speed).
VI. EXPERIMENTALVERIFICATION 387
To verify the simulation results, experiments were carried
388
out with a pump test rig. Axial-varying static eccentricity was
389
adjusted by placing a shim between the bearing housing and the
390
motor frame as in Fig. 8. The eccentricity was checked with a
391
customized feeler gauge in which the measurement limits were
392
set at 0.25 mm increments. For the vibration measurement, two
393
accelerometers (IMI VO-622) were attached to the nonpump
394
side of the motor frame in the x and y-directions as in Fig. 8.
395
A ramp from 0 to 4100 rpm in 70 s was driven and 3D spectral
396
maps for the velocity vibration of the frame were obtained as a
397
result. In this experiment, only the cases including UMP were
398
investigated because it is impossible to drive the rotor without
399
the effect of the UMP. Therefore, higher frequency excitations
400
from the UMP and the effect caused by the variation of the
401
static eccentricity can be seen from the experimental results,
402
but the negative stiffness effect from the presence of the UMP
403
cannot be accurately verified. 3D spectral maps for vibration
404
in horizontal direction for two cases with 0–0% and 20–0%
405
axial-varying static eccentricities are presented in Fig. 9 with
406
simulation results measured at the same location using the same
407
vibration unit.
408
The experimental results show that harmonic excitations oc-
409
cur similarly to the simulation result, and these components are
410
amplified at frame natural frequencies. As mentioned above in 411
the frame vibration modeling section, the whole frame has two 412
natural frequencies (73 and 93 Hz) within the operating speed 413
range. However, in simulation results presented in Fig. 9, the 414
amplification is shown at only first natural frequency, of which 415
the mode shape is related with vibration in horizontal direction. 416
Moreover, it is shown that the 2Ωand 6Ωfrequency components 417
are significantly amplified by the static eccentricity. These re- 418
sults are in agreement with the simulation results. However, the 419
amplitudes of these components are much higher than the ones 420
found in the simulation results. This discrepancy is probably due 421 to the simplifications made in the modeling of frame vibration; 422
the topic, however, requires further study. 423
VII. CONCLUSION 424
An eccentricity model including mixed eccentricity and axial- 425
varying eccentricity considering frame vibration was developed. 426
Based on the eccentricity model, analyical unbalanced magnetic 427
pull (UMP) model was applied to the rotor simulation model 428
of a centrifugal pump with a PMSM. From simulation results 429
for several cases, the vibration effects caused by the UMP were 430
studied, and the results were verified by an experimental analysis 431
of a pump test rig. 432
The key findings of the study on the effect of UMP on vibration
433
and conclusions about the simulations can be summarized as
434
follows.
435
1) The negative stiffness effect caused by the UMP decreases
436
rotor critical speeds. This effect is mainly due to dynamic
437
eccentricity and slightly amplified by static eccentricity and
438
frame vibration. Moreover, the anisotropy of static eccentric-
439
ity amplifies the excitation of the backward whirling mode.
440
2) Additional vibration components with frequencies of 2Ω,
441
6Ω(2·line frequency), and other speed multiple frequencies
442
are generated by the UMP. The vibration component of the
443
2·line frequency is mainly generated when static eccentricity
444
is present, and its amplitude is increased when the static
445
eccentricity increases.
446
3) The simulation method using a linear negative spring model
447
of UMP can be used to estimate the effect of negative stiffness
448
on rotor critical speeds. However, the method applying UMP
449
as an external force can only be used for prediction of higher
450
frequency excitations produced by UMP.
451
4) A comparison between the simulations and the experimental
452
results showed that the proposed simulation model can be
453
used to predict electromagnetic excitations caused by UMP
454
from air gap eccentricity.
455
5) In the experimental results, the amplitude of the electrome-
456
chanical excitation at the natural frequency of the frame was
457
significantly higher than in the simulations. This difference
458
is probably due to the assumptions used in the modeling of
459
the frame vibration. Hence, further studies on the modeling
460
of the frame vibration effects are required.
461
REFERENCES 462
[1] A. J. Pina Ortega and L. Xu, “Investigation of effects of asymmetries on the 463
performance of permanent magnet synchronous machines,” IEEE Trans.
464
Energy Convers., vol. 32, no. 3, pp. 1002–1011, Sep. 2017.
465
[2] Z. Q. Zhu, D. Ishak, D. Howe, and J. Chen, “Unbalanced magnetic forces 466
in permanent-magnet brushless machines with diametrically asymmetric 467
phase windings,” IEEE Trans. Ind. Appl., vol. 43, no. 6, pp. 1544–1553, 468
Nov./Dec. 2007.
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forces in permanent magnet motors using an analytical solution,” IEEE 471
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[4] M. Donát, “Computational modelling of the unbalanced magnetic pull by 473
finite element method,” Procedia Eng., vol. 48, pp. 83–89, 2012.
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[5] D. G. Dorrell, W. T. Thomson, and S. Roach, “Analysis of airgap flux, 475
current, and vibration signals as a function of the combination of static 476
and dynamic airgap eccentricity in 3-phase induction motors,” IEEE Trans.
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Ind. Appl., vol. 33, no. 1, pp. 24–34, Jan./Feb. 1997.
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IEEE Trans. Ind. Appl., vol. 47, no. 1, pp. 12–24, Jan./Feb. 2011.
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diction in PM machines with axial-varying eccentricity by superposition 483
method,” IEEE Trans. Magn., vol. 53, no. 11, Nov. 2017, Art. no. 1400404.
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magnetic forces of the cage rotor in conical whirling motion,” IEE Proc.- 486
Electr. Power Appl., vol. 150, no. 5, pp. 563–568, Sep. 2003.
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[9] D. Guo, F. Chu, and D. Chen, “The unbalanced magnetic pull and its effects 488
on vibration in a three-phase generator with eccentric rotor,” J. Sound Vib., 489
vol. 254, no. 2, pp. 297–312, 2003.
490
[10] C. Di, X. Bao, H. Wang, Q. Lv, and Y. He, “Modeling and analysis of 491
unbalanced magnetic pull in cage induction motors with curved dynamic 492
eccentricity,” IEEE Trans. Magn., vol. 51, no. 8, p. 8106507, Aug. 2015.
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[11] X. Chen, S. Yuan, and Z. Peng, “Nonlinear vibration for PMSM used in 494 HEV considering mechanical and magnetic coupling effects,” Nonlinear 495
Dyn., vol. 80, no. 1–2, pp. 541–552, 2015. 496
[12] C. Xiang, F. Liu, H. Liu, L. Han, and X. Zhang, “Nonlinear dynamic 497 behaviors of permanent magnet synchronous motors in electric vehicles 498 caused by unbalanced magnetic pull,” J. Sound Vib., vol. 371, pp. 277–294, 499
2016. 500
[13] P. Lošák and R. Vlach, “Study of the response of the shaft loaded by unbal- 501 anced magnetic pull,” in Proc. 16th Int. Conf. Mechatronics, Mechatronika, 502
2014, pp. 79–84. 503
[14] X. Xu, Q. Han, and F. Chu, “Nonlinear vibration of a generator rotor with 504 unbalanced magnetic pull considering both dynamic and static eccentric- 505 ities,” Arch. Appl. Mech., vol. 86, no. 8, pp. 1521–1536, 2016. 506 [15] P. Pennacchi, “Computational model for calculating the dynamical be- 507 haviour of generators caused by unbalanced magnetic pull and experi- 508 mental validation,” J. Sound Vib., vol. 312, no. 1–2, pp. 332–353, 2008. 509 [16] A. Posa, “Vibration behavior of a centrifugal pump with integrated perma- 510 nent magnet motor,” M.S. thesis, Dept. Mech. Eng., Lappeenranta Univ. 511
Technol., Lappeenranta, Finland, 2016. 512
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[18] E. Krämer, Dynamics of Rotors and Foundations. Berlin Heidelberg, 515
Germany: Springer-Verlag GmbH, 1993. 516
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vol. 84-2, 1995, pp. 991–1000. 519
Heesoo Kim was born in Seoul, Korea, in 1979. He 520 received the B.S. and M.S. degrees in mechanical 521 engineering from Hanyang University, Seoul, Korea, 522 in 2005 and 2007, respectively. After graduation, 523 he worked as a Turbocharger Development Engi- 524 neer for marine and vehicle engines. From 2017, he 525 is working toward the Ph.D. degree at the Depart- 526 ment of Mechanical Engineering, LUT University, 527 Lappeenranta, Finland. His research interests include 528 rotordynamics for electrical machines, specifically 529 study of electromechanical interaction from air gap 530 eccentricity, stator deformation, and other geometric non-idealities. 531 532
Atte Posa received the M.Sc. degree in mechanical 533 engineering from LUT University, Finland, in 2016. 534 After the master’s studies, he started working as Prod- 535 uct Development Engineer in Sulzer Pumps Finland 536 Oy, Kotka, Finland. His work as Product Develop- 537 ment Engineer is focused on mechanical seals and 538
sealing systems. 539
540
Janne Nerg (M’99–SM’12) received the M.Sc. 541 degree in electrical engineering, the Licentiate of 542 Science (Technology) degree, and the D. Sc. (Tech- 543 nology) degree from LUT University, Lappeenranta, 544 Finland, in 1996, 1998, and 2000, respectively. He 545 is currently an Associate Professor with the Depart- 546 ment of Electrical Engineering at LUT University. 547 His research interests include electrical machines and 548 drives, especially electromagnetic and thermal mod- 549 eling and design of electromagnetic devices. 550 551
Janne Heikkinen received the M.Sc. degree in me- 552
chanical engineering from LUT University, Lappeen- 553
ranta, Finland, in 2010. After the master’s studies, he 554
started his research career as a Ph.D. student at LUT 555
University. He successfully defended his Doctoral 556
Dissertation and received the D.Sc. degree from LUT 557
University in 2014. He is currently working as a 558
Postdoctoral Researcher in Laboratory of Machine 559
Dynamics at LUT University. His research interests 560
include rotating electric machines, especially high- 561
speed machinery. His main expertise is in rotordy- 562
namics, structural vibrations, and vibration measurements.
563 564
Jussi T. Sopanen (M’14) was born in 1974 in 565 Enonkoski, Finland. He received the M. Sc. degree in 566 mechanical engineering and the D. Sc. (Technology) 567 degree from LUT University, Lappeenranta, Finland, 568 in 1999 and 2004, respectively. He has been a Re- 569 searcher with the Department of Mechanical Engi- 570 neering at LUT University during 1999–2006. He has 571 also worked as a Product Development Engineer in 572 electric machine manufacturer, Rotatek Finland Ltd., 573 from 2004 to 2005. During 2006–2012, he worked 574 as Principal Lecturer in mechanical engineering and 575 Research Manager with the Faculty of Technology in Saimaa University of 576 Applied Sciences, Lappeenranta, Finland. He is currently serving as a Profes- 577 sor in Machine Dynamics Lab at LUT University. His research interests in- 578 clude rotordynamics, multi-body dynamics, and mechanical design of electrical 579
machines. 580
581
Analysis of Electromagnetic Excitations in an Integrated Centrifugal Pump and Permanent
Magnet Synchronous Motor
1
2
3
Heesoo Kim , Atte Posa, Janne Nerg , Senior Member, IEEE, Janne Heikkinen, and Jussi T. Sopanen , Member, IEEE
4 5
Abstract—The effect of unbalanced magnetic pull (UMP) caused
6
by air gap eccentricity on the vibration of a permanent magnet
7
synchronous motor (PMSM) is investigated. The force model is
8
established analytically by the Maxwell stress method. For accu-
9
rate consideration of the eccentricity condition, mixed eccentricity,
10
axial-varying eccentricity, and eccentricity caused by motor frame
11
vibration are modeled and combined. The model of the rotor–
12
bearing system, which includes the UMP model, is developed with
13
two different methods. In the first method, UMP is added as a
14
linear negative spring to the rotor model, whereas in the second
15
method, UMP is included as an external force. The rotor system of
16
a centrifugal pump driven by an integrated PMSM is modeled using
17
beam elements, and the two distinct modeling approaches for UMP
18
are applied. From the results, the UMP effect on vibration and the
19
difference between the two modeling methods are investigated. To
20
verify the results of the analysis, experimental work is done with a
21
pump test rig, and results of frequency spectra are obtained. Based
22
on the analyses and experimental work, the negative stiffness effect
23
and additional vibration excitations caused by UMP are examined.
24
Index Terms—Axial-varying eccentricity, Eccentricity by frame
25
vibration, Permanent magnet synchronous motor, Mixed eccentric-
26
ity, Unbalanced magnetic pull.
27
I. INTRODUCTION 28
E
LECTROMECHANICAL interaction in rotating electrical29
machines is a significant factor in the generation of nonlin-
30
ear dynamic behavior of a system. In machines with a small air
31
gap, such nonlinear dynamic behavior can be dangerous for the
32
rotor system, and therefore, many studies have been conducted
33
on unbalanced magnetic pull (UMP) caused by electromechan-
34
ical interaction.
35
The topic of UMP has been addressed in numerous studies
36
covering various factors such as asymmetry of rotor and stator,
37
rotor eccentricity, and magnetic saturation. Ortega et al. [1]
38
Manuscript received July 6, 2018; revised May 28, 2019; accepted July 15, 2019. This work was supported by LUT Doctoral School Funding. Paper no.
TEC-00728-2018. (Corresponding author: Heesoo Kim.)
H. Kim, J. Heikkinen, and J. T. Sopanen are with the Department of Me- chanical Engineering, LUT University, 53850 Lappeenranta, Finland (e-mail:
heesoo.kim@lut.fi; janne.heikkinen@lut.fi; jussi.sopanen@lut.fi).
A. Posa is with the Sulzer Pumps Finland Oy, 48600 Kotka, Finland (e-mail:
atte.posa@sulzer.com).
J. Nerg is with the Department of Electrical Engineering, LUT University, 53850 Lappeenranta, Finland (e-mail: janne.nerg@lut.fi).
Color versions of one or more of the figures in this article are available online at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TEC.2019.2935785
conducted experiments and a finite element analysis (FEA) 39
to study the effects of asymmetries caused by manufacturing 40
tolerances of the stator and rotor magnets on the performance 41
of a PMSM. Zhu et al. [2] developed a general analytical model 42
to predict UMP in a permanent magnet brushless AC and DC 43
machines having a diametrically asymmetric disposition of slots 44
and phase windings. Liu et al. [3] developed an analytical model 45
including the effect of interaction between the pole transitions 46
and the slot openings to analyze permanent magnet motors with 47
a slotted stator core. The rotor eccentricity, in particular, has been 48
widely investigated as a factor contributing to the UMP. Donat 49 [4] calculated UMP caused by air gap eccentricity based on an 50
electromagnetic-coupled field analysis in the Ansys software. 51
Dorrell et al. [5] considered a combination of static and dynamic 52
eccentricities and [6] studied a method for calculating UMP 53
in cage induction motors; the model includes magnetic satura- 54
tion and axial variation with static or dynamic eccentricity. Li 55
et al. [7] modeled axial-varying eccentricity by a superposition 56
method and verified the model by comparing its results with 57
3D FEA results. Tenhunen et al. [8] investigated UMP in an 58
induction motor when the rotor is in whirling motion by using 59
a method based on the principle of virtual work and measured 60
it for a test motor supported by active magnetic bearings. Guo 61
et al. [9] obtained analytical expressions of UMP by air gap 62
eccentricity for any pole pair number. Di et al. [10] modeled the 63
curved dynamic eccentricity caused by a bent rotor. 64 The effect of UMP has been investigated by studying the 65
dynamic behavior of a rotor system. Chen et al. [11] studied 66
the analytical UMP calculation method considering the magne- 67
tomotive force (MMF) of the rotor and the stator in a PMSM. 68
They discussed the stability of the steady response by using an 69
eigenvalue analysis for the Jeffcott rotor. Xiang et al. [12] studied 70
the stiffness characteristics and nonlinear dynamic behavior of 71
the Jeffcott rotor system of a PMSM affected by UMP. Losak 72
et al. [13] modeled UMP as a spring element and investigated the 73
rotor deflection and critical speed. Xu et al. [14] examined a rotor 74
model considering both static and dynamic eccentricity. They 75
compared the results with a case including dynamic eccentricity 76
only and found that vibration displacement is increased and the 77
rotor shaft orbit is no longer centrosymmetric and is only ax- 78
isymmetric in the direction of the static eccentricity. Pennacchi 79 [15] studied a UMP model based on the actual position of the 80
rotor not limited to circular orbits and validated the proposed 81 0885-8969 © 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
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